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Home Posts Tagged "15c2-11"

Tag: 15c2-11

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Crowdfunding FINRA Intrastate Offering JOBS ACT JOBS ACT and Crowdfunding Rule 144 Rule 147 SEC Rule 15c2-11 Securities Attorneys

Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next?

Laura Anthony, Esq.

March 11, 2014

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Crowdfunding Form 10 Form 10-Q JOBS ACT Regulation A Regulation A+Regulation D Rule 144 SEC Rule 15c2-11 Securities Attorneys

SEC Proposes Rules for Regulation A+

Laura Anthony, Esq.

February 25, 2014

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15c2-11 Application Due Diligence FINRA OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Private Investment in Public Equity (PIPE)S-1 Registration Statement SEC Rule 15c2-11 Securities Attorneys

The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC

Laura Anthony, Esq.

May 29, 2013

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Broker-Dealer FINRA OTC Market OTCBB OTCQB OTCQB and OTCQX OTCQX Pinksheets Small Cap Market

The OTCBB – Nearly Extinct, OTCQB is the Micro-Cap Reporting Standard

Laura Anthony, Esq.

August 23, 2012

For the past two years it had appeared that the OTCBB had been replaced by the OTC Link run OTCQB and the OTCQX. For all intents and...

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15c2-11 Application Crowdfunding FINRA JOBS ACT OTC Market Public Shell Company Reverse Mergers SEC Guidance SEC Rule 15c2-11 Securities Attorneys Uncategorized

SEC Suspends Trading for Record Number of Shell Companies

Laura Anthony, Esq.

May 14, 2012

The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s...

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