Uncategorized SPAC Shareholder Litigation – First Fire Laura Anthony, Esq.February 10, 2022 On January 3, 2022, the Delaware Court of Chancery denied a motion to dismiss a shareholder lawsuit against a SPAC’s sponsor, its di... 02K00
Uncategorized SPAC Transactions Continue Amid SEC Cautionary Statements Laura Anthony, Esq.April 16, 2021 Since I wrote about the SPAC IPO boom in June 2020 (HERE), the trend has not waned. However, as soon as celebrities like Jay-Z, Sha... 058400
Direct Public Offering (DPO)Reverse MergersRule 419SPACsUncategorized Special Purpose Acquisition Companies (SPACs) Laura Anthony, Esq.August 5, 2010 A SPAC is a company organized to purchase one or more operating businesses and which generally intends to raise capital through an i... 064400
Blue Sky LawsFlorida Corporate StatutesForm S-1Regulation ARegulation A+Uncategorized State Blue Sky Concerns; Florida and New York Laura Anthony, Esq.March 1, 2016 01K00
Going PublicPrivate PlacementPrivate Placement MemorandumSecurities AttorneysUncategorizedVenture Capital Structuring The Private Placement Investment- Development Stage Or Start Up Company Valuation Laura Anthony, Esq.February 26, 2013 046900
Private PlacementPrivate Placement MemorandumSecurities AttorneysUncategorized Structuring The Private Placement Investment- The Form Of The Investment Laura Anthony, Esq.March 28, 2013 048900
Private PlacementPrivate Placement MemorandumSEC GuidanceSecurities AttorneysUncategorizedVenture Capital Structuring The Private Placement Or Venture Investment- Pre-Deal Considerations Laura Anthony, Esq.April 17, 2013 052900
Uncategorized Terminating Section 15(d) Reporting; Determining Voluntary Reporting Status Laura Anthony, Esq.January 24, 2020 January 24, 2020 A public company with a class of securities registered under Section 12 or which is subject to Section 15(d) of the Securities Excha... 03.5K00
Uncategorized The 20% Rule – Private Placements Laura Anthony, Esq.May 15, 2019 May 15, 2019 Nasdaq and the NYSE American both have rules requiring listed companies to receive shareholder approval prior to issuing t... 03.8K00
Uncategorized The BSTX Laura Anthony, Esq.March 25, 2022 On January 27, 2022, the SEC approved the country’s 17th stock exchange, the first one of which will utilize blockchain technology. ... 02.1K00