Uncategorized SEC Affirms PCAOB Rules Implementing The Holding Foreign Companies Accountable Act Laura Anthony, Esq.December 1, 2021 On November 5, 2021, as part of the implementation of the Holding Foreign Companies Accountable Act (“HFCA”), the SEC approved PCAOB... 062800
Form 10-KForm 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part I Laura Anthony, Esq.April 25, 2013 061900
Regulation FDRegulation S-KRule 10b-18Uncategorized Public Company and Affiliate Stock Buyback Rules; Rule 10b-18 Laura Anthony, Esq.September 2, 2014 061900
Going PublicInsider TradingSchedule 13DSchedule 13GSection 13Section 16Uncategorized SEC Files Dozens of Charges for Violations of the Section 16 and Section 13 Corporate Insider Reporting Requirements Laura Anthony, Esq.September 15, 2014 061800
Bad Actor RulesBad ActorsGoing Public AttorneysRule 505Rule 506SEC GuidanceUncategorized SEC Issues Guidance On “Voting Power” For Purposes Of Bad Actor Rules Laura Anthony, Esq.July 21, 2015 061500
Dodd-Frank ActForm 8-KJOBS ACTProxy StatementSEC Schedule 14ASmall Cap MarketSmaller Reporting CompanyUncategorized Say-On-Pay for Smaller Reporting Companies Laura Anthony, Esq.May 6, 2014 061400
Hostile TakeoverNevada Corporate StatutesNevada StatutesSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized A Summary Of The 2015 Amendments To The Nevada Revised Statutes Laura Anthony, Esq.August 18, 2015 061400
Uncategorized A Covid IPO: The Virtual Roadshow Laura Anthony, Esq.October 2, 2020 October 2, 2020 Although many aspects of an IPO are unaffected by a pandemic, assuming the capital markets continue to have an appetite for public o... 061100
Uncategorized SPAC IPOs A Sign Of Impending M&A Opportunities Laura Anthony, Esq.June 15, 2020 June 15, 2020 The last time I wrote about special purpose acquisition companies (SPACs) in July 2018, I noted that SPACs had been g... 060900
Hostile TakeoverMerger TransactionMergers And AcquisitionsReverse MergersReverse Triangular MergerUncategorized Mergers And Acquisitions – The Merger Transaction Laura Anthony, Esq.October 20, 2015 060700