Form S-8SEC GuidanceUncategorized S-8 Stock, Use and Misuse Laura Anthony, Esq.July 14, 2011 A Form S-8 registration statement is popular with small business issuers as it becomes effective immediately upon filing and allows... 027300
Dodd-Frank ActForm 8-KJOBS ACTProxy StatementSEC Schedule 14ASmall Cap MarketSmaller Reporting CompanyUncategorized Say-On-Pay for Smaller Reporting Companies Laura Anthony, Esq.May 6, 2014 040600
Uncategorized SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions Laura Anthony, Esq.July 23, 2020 July 23, 2020 In March, 2020 the SEC adopted amendments to the definitions of an “accelerated filer” and “large accelerated filer.” The amen... 082600
Uncategorized SEC Adopts Amendments To Accredited Investor Definition Laura Anthony, Esq.September 11, 2020 September 11, 2020 The much anticipated amendments to the accredited investor definition and definition of qualified institutional buyer under Rul... 055500
Uncategorized SEC Adopts Amendments To Management Discussion And Analysis Laura Anthony, Esq.December 10, 2020 It has been a very busy year for SEC rule making, guidance, executive actions and all matters capital markets. Continuing its ongoi... 023900
Uncategorized SEC Adopts Amendments To Tighten Shareholder Proposals Laura Anthony, Esq.November 13, 2020 Following a tense period of debate and comments, on September 23, 2020, the SEC adopted amendments to Rule 14a-8 governing sharehold... 022000
Uncategorized SEC Adopts New Rule To Expand Testing The Waters For All Companies Laura Anthony, Esq.October 15, 2019 October 15, 2019 The SEC has adopted final rules allowing all issuers to test the waters prior to the effectiveness of a registration statement in a... 020400
Uncategorized SEC Adopts The Use Of Universal Proxy Cards Laura Anthony, Esq.December 27, 2021 On November 17, 2021, the SEC adopted final rules requiring parties in a contested election to use universal proxy cards that includ... 039900
IPONASAASmall Cap MarketUncategorized SEC Advisory Committee On Small And Emerging Companies Explores Venture Exchanges, Private And Secondary Securities Trading and The NASAA Coordinated Review Program- Part I Laura Anthony, Esq.May 5, 2015 025400
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036700