Emerging Growth Company (EGC)IPOJOBS ACTSmaller Reporting CompanyThe FAST Act Emerging Growth Companies Will Start To Grow Up Laura Anthony, Esq.November 7, 2017 The first of emerging growth companies (“EGC’s”) will begin losing EGC status as the five-year anniversary of the creation of an EGC... 01.3K00
Dodd-Frank ActEmerging Growth Company (EGC)SECSmaller Reporting CompanyThe Financial Choice Act 2.0 Financial Choice Act 2.0 Has Made Progress Laura Anthony, Esq.June 13, 2017 June 13, 2017 On June 8, 2017, the U.S. House of Representative passed the Financial Creating Hope and Opportunity for Investors, Consumers and En... 038800
Dodd-Frank ActForm 8-KJOBS ACTProxy StatementSEC Schedule 14ASmall Cap MarketSmaller Reporting CompanyUncategorized Say-On-Pay for Smaller Reporting Companies Laura Anthony, Esq.May 6, 2014 048600
SECSEC Advisory CommitteeSmaller Reporting Company SEC Advisory Committee On Small And Emerging Companies Holds Final Meeting Laura Anthony, Esq.December 19, 2017 December 19, 2017 On September 13, 2017, the SEC Advisory Committee on Small and Emerging Companies (the “Advisory Committee”) held its final meeting... 034400
Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company SEC Amends Definition of “A Smaller Reporting Company” Laura Anthony, Esq.July 17, 2018 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 060400
Regulation A+SECSmaller Reporting CompanyTest The WatersThe FAST Act SEC Expands Ability To File Confidential Registration Statements Laura Anthony, Esq.July 25, 2017 On June 19, 2017, the SEC announced that the Division of Corporation Finance will permit all companies to submit draft registration... 083300
Regulation S-KRegulation S-XSECSEC Advisory CommitteeSEC GuidanceSmaller Reporting CompanyThe FAST Act SEC Proposes Amendments To Definition Of “Small Reporting Company” Laura Anthony, Esq.July 12, 2016 December 5, 2016 039100
Regulation S-KRegulation S-XSmaller Reporting CompanyThe FAST Act SEC Requests Comment On Changes To Subpart 400 To Regulation S-K Laura Anthony, Esq.September 13, 2016 September 13, 2016 On August 25, 2016, the SEC requested public comment on possible changes to the disclosure requirements in Subpart 400 of Regulation... 040200
SECSmaller Reporting Company SEC Updates CDI Related to Smaller Reporting Company Definition Laura Anthony, Esq.January 8, 2019 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 063000
Regulation S-KRegulation S-XSECSEC GuidanceSmaller Reporting CompanyThe FAST ActUncategorized SEC’s Financial Disclosure Requirements For Sub-Entities Of Registered Companies Laura Anthony, Esq.February 16, 2016 As required by the JOBS Act, in 2013 the SEC launched its Disclosure Effectiveness Initiative and has been examining disclosure requ... 044400