Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company SEC Amends Definition of “A Smaller Reporting Company” Laura Anthony, Esq.July 17, 2018 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 059000
NYSE MKTSECSecurities AttorneySmall Cap MarketUncategorized The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance Laura Anthony, Esq.November 3, 2015 041000
FINRAJOBS ACTPrivate Investment in Public Equity (PIPE)SECSmall Cap MarketUncategorized SEC Has Approved A Two-Year Tick Size Pilot Program For Smaller Public Companies Laura Anthony, Esq.June 16, 2015 028800
MD&ARegulation S-KRisk FactorsSecurities AttorneysSmall Cap MarketUncategorized ABA Federal Regulation Of Securities Committee Makes Recommendations On Regulation S-K Laura Anthony, Esq.June 1, 2015 031000
SECSmall Cap MarketUncategorized SEC Congressional Testimony – Part 3 Laura Anthony, Esq.May 26, 2015 029800
Form 10Form 10-KForm 10-QPay Versus PerformanceSecurities AttorneysSmall Cap MarketUncategorized SEC Proposed Pay Versus Performance Laura Anthony, Esq.May 19, 2015 035300
Broker Dealer Registration RequirementsBroker-DealerFINRASECSmall Cap MarketUncategorized SEC Proposes Broadening Of Broker-Dealer Registration Rules To Include Proprietary And High-Frequency Traders Laura Anthony, Esq.May 12, 2015 036000
IPONASAASmall Cap MarketUncategorized SEC Advisory Committee On Small And Emerging Companies Explores Venture Exchanges, Private And Secondary Securities Trading and The NASAA Coordinated Review Program- Part I Laura Anthony, Esq.May 5, 2015 033100
SECSmall Cap MarketUncategorized SEC Congressional Testimony– Part II Laura Anthony, Esq.April 28, 2015 027700
Dodd-Frank ActJOBS ACTSECSecurities AttorneysSmall Cap MarketUncategorized SEC Congressional Testimony- Part I Laura Anthony, Esq.April 14, 2015 031600