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SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions
SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- In March, 2020 the SEC adopted amendments to the defin...
Securities Law Firm
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How can I Satisfy the Current Information Requirement for Use of Rule 144?
How can I Satisfy the Current Information Requirement for Use of Rule 144? -A Company that is delinquent in its reporting requiremen...
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Removing a DTC Chill
Removing a DTC Chill- Did you know that in order to remove a DTC Chill it is essential to engage the services of an experienced OTC...
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Regulation S-K and Risk-Related Disclosures
Regulation S-K and Risk-Related Disclosures- Today is the continuation in a Lawcast series discussing SEC disclosure requirements an...
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Regulation S-K and XBRL Tagging
Regulation S-K and XBRL Tagging- Today is the continuation in a Lawcast series discussing SEC disclosure requirements and in particu...
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OTCQX
OTCQX- All U.S. companies that are quoted on the OTCQX must have either an Attorney Designated Advisor for Disclosure (“DAD”) or an...
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Going Public Process | Going Public Attorneys
Going Public Process- One of the largest areas of my firms practice involves going public transactions. #LawCast Our Score Click to...
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Securities Attorneys on the OTCQB
Securities LawCast©- Legal & Compliance, LLC- Securities Attorneys on the OTCQB. Laura Anthony, Esq. is a Securities Attorney an...
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SEC Disclosures and Disclosure Requirements
SEC Disclosures and Disclosure Requirements- As discussed in the prior Lawcasts in this series, The SEC Division of Corporation Fina...
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Background On SPACs
Background On SPACs- A special purpose acquisition company (SPAC) is a blank check company formed for the purpose of effecting a mer...