Home Archive by Category "Securities Law Firm" (Page 12)
Securities Law Firm
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SEC Disclosures and Disclosure Requirements
SEC Disclosures and Disclosure Requirements- As discussed in the prior Lawcasts in this series, The SEC Division of Corporation Fina...
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OTCQX
OTCQX- All U.S. companies that are quoted on the OTCQX must have either an Attorney Designated Advisor for Disclosure (“DAD”) or an...
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Conversion Of Debt Into Stock
Conversion Of Debt Into Stock- Did you know that unless a floor price is established for the conversion of debt into stock, the conv...
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Going Public Process | Going Public Attorneys
Going Public Process- One of the largest areas of my firms practice involves going public transactions. #LawCast Our Score Click to...
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Regulation A+ – Sale and Resale of Equity Securities
Securities LawCast©- Legal & Compliance, LLC- Regulation A+ – Sale and Resale of Equity Securities On March 25, 2015, the...
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OTCBB Listing Requirements
OTCBB Listing Requirements- Did you know that although the OTCBB still technically exists, it no longer as quote page and is no long...
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OTC Law Firm
OTC Law Firm- Did you know that one of the primary functions of an OTC Law Firm is to assist the company in maintaining compliance w...
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Reverse Merger Attorney
Reverse Merger Attorney- Did you know that an experienced reverse merger attorney can make the difference between a lengthy frustrat...
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Super 8-k Requirements
Super 8-k Requirements- Did you know that a “super 8-K” must be filed within 4 days of the closing of a reverse merger and must cont...
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