SECSmall Business Capital Formation The 2017 SEC Government-Business Forum On Small Business Capital Formation Laura Anthony, Esq.March 13, 2018 On November 30, 2017, the SEC held its annual Government-Business Forum on Small Business Capital Formation (the “Forum”). It will b... 047100
SECSmall Cap MarketUncategorized SEC Congressional Testimony – Part 3 Laura Anthony, Esq.May 26, 2015 046700
SEC SEC Cautionary Statement on Audits of Public Companies Operating in China Laura Anthony, Esq.February 12, 2019 Eight years following the crash of the Chinese reverse merger boom and a slew of SEC enforcement proceedings, the SEC is once again... 045400
Finder's FeesFINRAFINRA ComplianceSECSEC GuidanceSecurities AttorneyUncategorized SEC Advisory Committee Recommendations Related To Finders Laura Anthony, Esq.November 24, 2015 045200
SECSmall Cap MarketUncategorized SEC Congressional Testimony– Part II Laura Anthony, Esq.April 28, 2015 044700
SEC SEC Adopts Amendments to Simplify Disclosure Requirements Laura Anthony, Esq.October 16, 2018 November 4, 2018 In August the SEC voted to adopt amendments to certain disclosure requirements in Regulations S-K and S-X (the “S-K and S-X Amendmen... 043200
Dodd-Frank ActSEC SEC Whistleblower Awards Pass $100 Million As It Continues To Crack Down On Confidentiality Provisions In Employment Agreements Laura Anthony, Esq.September 27, 2016 The SEC has proudly announced that including a $22 million award on August 30, 2016, its whistleblower awards have surpassed $100 mi... 043000
SECSEC Penalties ActUncategorized The Stronger Enforcement Of Civil Penalties Act; A Push For Higher SEC Penalties Laura Anthony, Esq.September 22, 2015 041800
SEC House Passes Creating Financial Prosperity For Business And Investors Act Laura Anthony, Esq.February 7, 2017 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 040700
Regulation S-KSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 1 Laura Anthony, Esq.May 3, 2016 040600