The SEC’s 2018 Flex Regulatory Agenda
In December 2017, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Offic...
Home Archive by Category "SEC" (Page 13)
SEC Monitors Impact of Hurricanes On Capital Markets
As I wrote this blog I continued to have no power at my home after one week, though thankfully it has returned by publication date....
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House Passes Creating Financial Prosperity For Business And Investors Act
ABA Journal’s 10th Annual Blawg 100 —————————————̵...
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Proposed Rule Changes To Simplify Registered Debt Offerings
This summer the SEC proposed rule changes to simplify disclosure requirements applicable to registered debt offerings for guarantors...
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SEC Whistleblower Awards Pass $100 Million As It Continues To Crack Down On Confidentiality Provisions In Employment Agreements
The SEC has proudly announced that including a $22 million award on August 30, 2016, its whistleblower awards have surpassed $100 mi...
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