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Securities law blog
Sarbanes-Oxley Act of 2002
Latest articles →
August 1, 2017
SEC Chair Jay Clayton Discusses Direction Of SEC
March 21, 2017
SEC Completes Inflation Adjustment To Civil Penalties
August 26, 2014
CEO and CFO Certifications for Forms 10-Q and 10-K
April 16, 2012
Crowdfunding Act Signed Into Law
On April 5, 2012 President Obama signed the JOBS Act into law. In accordance with the JOBS Act requirement that all crowdfunding platforms (i.e. websites and intermediaries) be
May 21, 2011
Public Company Compliance – Selecting An Auditor
he Sarbanes Oxley Act of 2002 (SOX) created the PCAOB, which is the Public Company Accounting Oversight Board. All public company auditors must be PCAOB licensed and qualified.
October 15, 2009
Analysis of Section 404(b) of the Sarbanes-Oxley Act of 2002 for Non-Accelerated Filers
Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accordingly, small publicly traded companies require the assistance of an experienced securities attorney
