CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 074600
JOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation D OfferingsRule 144ARule 506Uncategorized SEC Issues Guidance On General Solicitation And Advertising In Regulation D Offerings Laura Anthony, Esq.September 1, 2015 052300
Accredited InvestorsRegulation DRegulation D OfferingsRule 505Rule 506SECSEC Advisory CommitteeUncategorized SEC Issues Report On Accredited Investor Definition Laura Anthony, Esq.January 12, 2016 037800
Form DPrivate Investment in Public Equity (PIPE)Private PlacementRegulation DRegulation D OfferingsRule 504Rule 505UncategorizedUnregistered Offerings SEC Study On Unregistered Offerings Laura Anthony, Esq.February 9, 2016 034500
Bad Actor RulesBad ActorsC&DIRegulation ARegulation DUncategorized SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers Laura Anthony, Esq.April 21, 2015 032300
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 028700
Bad Actor RulesBad ActorsDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 506SEC GuidanceSecurities AttorneysUncategorized SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings Laura Anthony, Esq.July 31, 2013 027400
Regulation DRule 144Rule 144A SEC Rule 144: Resale Conditions and Exempt Transactions Laura Anthony, Esq.November 3, 2009 There are many questions regarding the application of Securities Act of 1933 (“Securities Act”) Rule 144 for the resale of securitie... 026700
Broker-DealerJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 506SEC GuidanceSecurities AttorneysVenture Capital SEC Issues Guidance Regarding The Exemption From Broker-Dealer Registration In Title II Of The JOBS Act Laura Anthony, Esq.March 12, 2013 026400
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRegulation DSecurities Attorneys SEC Still on Track to Meet the 270 Deadline to Enact Crowdfunding Rules Laura Anthony, Esq.July 10, 2012 The SEC is still on track and expects to meet the 270 day deadline to draft rules and enact Title III of the JOBS Act creating the n... 023800