C&DIRegulation DSEC Multiple Changes To Private Offering Compliance And Disclosure Interpretations (C&DI) Laura Anthony, Esq.January 23, 2018 January 23, 2018 The SEC has been fine-tuning its Compliance and Disclosure Interpretations (C&DI), making multiple amendments, additions and del... 057900
CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 084900
NASDAQOTC MarketOTC Markets Listing RequirementsOTCQXOTCQX Listing RequirementsRegulation DRegulation FDRule 144SEC Changes In India’s Laws Related To Foreign Direct Investments- A U.S. Opportunity; Brief Overview For Foreign Private Issuers Laura Anthony, Esq.November 8, 2016 November 11, 2016 Make Laura Anthony’s Blog Site #1 Click Icon Below and Vote NOW In June 2016, the Indian government announced new rules allowing for... 044900
Form DPrivate Investment in Public Equity (PIPE)Private PlacementRegulation DRegulation D OfferingsRule 504Rule 505UncategorizedUnregistered Offerings SEC Study On Unregistered Offerings Laura Anthony, Esq.February 9, 2016 041600
Accredited InvestorsRegulation DRegulation D OfferingsRule 505Rule 506SECSEC Advisory CommitteeUncategorized SEC Issues Report On Accredited Investor Definition Laura Anthony, Esq.January 12, 2016 045300
JOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation D OfferingsRule 144ARule 506Uncategorized SEC Issues Guidance On General Solicitation And Advertising In Regulation D Offerings Laura Anthony, Esq.September 1, 2015 062400
Florida Corporate StatutesIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 147SECUncategorized Intrastate Crowdfunding Legislation Has Passed in Florida Laura Anthony, Esq.July 28, 2015 041500
Bad Actor RulesBad ActorsC&DIRegulation ARegulation DUncategorized SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers Laura Anthony, Esq.April 21, 2015 039100
Blue Sky LawsRegulation DRule 504Section 18Section 4(a)(4)Uncategorized Understanding The NSMIA And Navigating State Blue Sky Laws- Part II Laura Anthony, Esq.February 3, 2015 073500
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 039700