C&DIForm S-8Regulation ARegulation A+Rule 701SEC SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part I Laura Anthony, Esq.August 28, 2018 On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec... 01.3K00
Equity Market StructureRegulation ARegulation SCISmall Cap MarketUncategorized SEC Chair Mary Jo White Speaks on Equity Market Structure Laura Anthony, Esq.June 16, 2014 025900
Bad Actor RulesBad ActorsC&DIRegulation ARegulation DUncategorized SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers Laura Anthony, Esq.April 21, 2015 032300
Dodd-Frank ActRegulation ARegulation S-KRegulation S-XSECTest The WatersThe FAST ActXBRL SEC Fall 2018 Regulatory Agenda Laura Anthony, Esq.November 27, 2018 November 27, 2018 In October 2018, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 037800
NASAARegulation ARegulation A+Securities AttorneysSmall Cap MarketUncategorized SEC Has Published Final Rules Adopting Regulation A+ Laura Anthony, Esq.March 31, 2015 049800
Regulation ARegulation A+SEC SEC Issues Additional Guidance on Regulation A+ Laura Anthony, Esq.June 20, 2017 June 26, 2017 On March 31, 2017, the SEC Division of Corporation Finance issued six new Compliance and Disclosure Interpretations (C&DI) to pr... 061600
C&DIRegulation ARegulation A+Rule 144Rule 701SECSection 5 SEC Issues New C&DI On Rule 701 Laura Anthony, Esq.November 1, 2016 On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securit... 01K00
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 028700
Blue Sky LawsFlorida Corporate StatutesForm S-1Regulation ARegulation A+Uncategorized State Blue Sky Concerns; Florida and New York Laura Anthony, Esq.March 1, 2016 071100