FINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsSmall Cap Market Has The OTCBB Been Replaced By The OTCQX And OTCQB? Laura Anthony, Esq.December 9, 2010 Over the past few years, the historical “PinkSheets” has undergone some major changes, starting with the creation of certain “tiers”... 047200
OTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSecurities Attorneys SEC Updates May Benefit Equity Line Financing Providers and Issuers Laura Anthony, Esq.August 13, 2013 046200
Broker-DealerOTC MarketOTCBBOTCQB and OTCQX Private Capital Market Places – A Second Look Laura Anthony, Esq.December 16, 2011 Last week I wrote a blog introducing, at least to me, Private Company Market Places (PCMP). A PCMP is a trading platform, such as S... 045900
Broker-DealerNASDAQOTC MarketOTCBBOTCQB and OTCQXPinksheetsPrivate PlacementRule 419Small Cap Market Private Capital Marketplace – A First Look Laura Anthony, Esq.December 9, 2011 As I discussed in a recent blog, the attraction of the small cap and reverse merger market has diminished greatly in the past two ye... 045500
OTCBBOTCQB and OTCQXPinksheetsSEC GuidanceSection 3(a)(10) The Securities & Exchange Commission (SEC) Provides Guidance Regarding Section 3(a)(10) of the Securities Act of 1933 Laura Anthony, Esq.October 21, 2009 Section 3(a)(10) of the Securities Act of 1933, as amended (“Securities Act”) is an exemption from the Securities Act registration r... 044000
OTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheets SEC Approves BX Venture Market Laura Anthony, Esq.June 17, 2011 The SEC has recently approved the NASDAQ OMX Group, Inc.’s application to form the BX Venture Market (“BX Market”) as an alternative... 043300
FINRAOTC MarketOTCBBOTCQB and OTCQXPinksheetsUncategorized SEC Grants Accelerated Approval to FINRA Rule Amendment Regarding Minimum Quotation Size Requirements for OTC Equity Securities Laura Anthony, Esq.June 19, 2012 On June 15, 2012, the SEC granted accelerated approval to an amendment to FINRA rule 6433 related to the minimum quotation size for... 041400