OTCBBRule 144Rule 145Section 5Spin-OffUncategorized Five Essential Conditions for Unregistered Spin-Offs Laura Anthony, Esq.October 28, 2009 A spin-off occurs when a parent company distributes shares of a subsidiary to the parent company’s shareholders such that the subsid... 064900
FINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsSmall Cap Market Has The OTCBB Been Replaced By The OTCQX And OTCQB? Laura Anthony, Esq.December 9, 2010 Over the past few years, the historical “PinkSheets” has undergone some major changes, starting with the creation of certain “tiers”... 044500
Direct Public Offering (DPO)Due DiligenceOTCBBPublic Shell CompanyRegulation S-KReverse Mergers Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO Laura Anthony, Esq.October 17, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 044500
FINRAOTCBBRule 6490 New FINRA Rules For Corporate Actions Laura Anthony, Esq.December 13, 2010 Effective September 27, 2010, the SEC has approved new FINRA Rule 6490 (Processing of Company Related Actions). Rule 6490 requires... 053300
15c2-11 ApplicationOTC MarketOTCBBOTCQB and OTCQXOTCQXPinksheetsSEC Rule 15c2-11Securities Attorneys OTC Market Group Has Modified Its Alternative Reporting Standard Laura Anthony, Esq.June 11, 2013 067200
15c2-11 ApplicationOTC MarketOTCBBPinksheetsSEC Rule 15c2-11Securities AttorneysSmall Cap Market OTC Market Groups Has Modified Its Alternative Reporting Standard Effective January 3, 2013 Laura Anthony, Esq.January 4, 2013 045200
OTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements OTC Markets Amends Listing Standards For OTCQB To Allow Non-Reporting Issuers Laura Anthony, Esq.June 27, 2017 June 27, 2017 Effective May 18, 2017, the OTC Markets has amended its qualification rules for the OTCQB to allow quotation by companies that follo... 062700
LawCast NetworkOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing RequirementsPinksheetsRegulation A+Uncategorized OTC Markets Amends Listing Standards For OTCQB To Include Regulation A+ Issuers Laura Anthony, Esq.July 7, 2015 044400
OTC MarketOTCBBOTCQB and OTCQXOTCQXPinksheetsSEC Rule 15c2-11Uncategorized OTC Markets has Modified its OTCQB Eligibility Criteria Effective May 1, 2014 Laura Anthony, Esq.April 1, 2014 055100
DAD/PALLawCast NetworkOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing RequirementsUncategorizedWhite Paper OTC Markets Quotation Levels, Listing Requirements, and Comprehensive Pubco Criteria Laura Anthony, Esq.February 10, 2015 052500