Dodd-Frank ActFINRAIPOJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingRegulation S-K COMPREHENSIVE REVIEW OF TITLE I OF THE JOBS ACT AS RELATED TO EMERGING GROWTH COMPANIES Laura Anthony, Esq.November 14, 2012 On April 5, 2012, President Obama signed the Jumpstart our Business Startups Act (JOBS Act) into law. The JOBS Act was passed on a... 083500
Broker-DealerDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506S-1 Registration StatementSecurities Attorneys An Overview of Exemptions for Hedge Fund Advisers: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part I Laura Anthony, Esq.May 16, 2013 082900
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 081800
Form DJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 144Rule 156Rule 506Securities Attorneys OTC Markets Comments on Proposed SEC Rules Regarding Amendments to Regulation D, Form D and Rule 156 Laura Anthony, Esq.October 15, 2013 080400
CrowdfundingDirect Public Offering (DPO)IPOJOBS ACTJOBS ACT and CrowdfundingPre-Effectiveness PeriodSecurities Attorneys Crowdfunding Direct Public Offerings Laura Anthony, Esq.August 21, 2012 As a reminder, on April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full... 078900
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506Section 4(a)(6)Securities Attorneys Proposed Crowdfunding Rules – Part I Laura Anthony, Esq.November 19, 2013 077000
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersSecurities AttorneysUncategorized Big Changes Are Coming Laura Anthony, Esq.April 16, 2012 I’ve been practicing securities law for 19 years this year (phew!) and for the first time in my career I am excited about changes, b... 076800
CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings Laura Anthony, Esq.July 16, 2013 076300
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 075400
CrowdfundingFINRAForm DFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 144Section 5White Paper CROWDFUNDING FROM A TO Z Laura Anthony, Esq.October 4, 2012 As the expected deadline for the SEC to publish rules and regulations enacting the Crowdfunding Act (Title III of the Jumpstart Our... 074700