IPOJOBS ACTJOBS ACT and CrowdfundingSEC SEC Completes Inflation Adjustment Under Titles I And III Of The Jobs Act; Adopts Technical Amendments Laura Anthony, Esq.April 25, 2017 On March 31, 2017, the SEC adopted several technical amendments to rules and forms under both the Securities Act of 1933 (“Securitie... 038900
Accredited InvestorsJOBS ACTJOBS ACT and CrowdfundingSECSection 12Section 15(d)The FAST ActUncategorized SEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act Laura Anthony, Esq.May 10, 2016 032500
Dodd-Frank ActJOBS ACTRegulation S-KSECSEC GuidanceThe FAST ActUncategorized SEC Gives Insight On 2016 Initiatives Laura Anthony, Esq.March 8, 2016 026400
C&DIForm F-1Form S-1JOBS ACTJOBS ACT and CrowdfundingThe FAST ActUncategorized SEC Issues Rules Implementing Certain Provisions Of The FAST Act Laura Anthony, Esq.February 2, 2016 035000
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036300
JOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation D OfferingsRule 144ARule 506Uncategorized SEC Issues Guidance On General Solicitation And Advertising In Regulation D Offerings Laura Anthony, Esq.September 1, 2015 051300
FINRAJOBS ACTPrivate Investment in Public Equity (PIPE)SECSmall Cap MarketUncategorized SEC Has Approved A Two-Year Tick Size Pilot Program For Smaller Public Companies Laura Anthony, Esq.June 16, 2015 022000
Dodd-Frank ActJOBS ACTSECSecurities AttorneysSmall Cap MarketUncategorized SEC Congressional Testimony- Part I Laura Anthony, Esq.April 14, 2015 025600
JOBS ACTJOBS ACT and CrowdfundingUncategorized SEC Issues Several Proposed Rule Changes Pertaining To JOBs Act Laura Anthony, Esq.January 6, 2015 026300
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 028300