Dodd-Frank ActFINRAIPOJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingRegulation S-K COMPREHENSIVE REVIEW OF TITLE I OF THE JOBS ACT AS RELATED TO EMERGING GROWTH COMPANIES Laura Anthony, Esq.November 14, 2012 On April 5, 2012, President Obama signed the Jumpstart our Business Startups Act (JOBS Act) into law. The JOBS Act was passed on a... 043600
IPOOTC MarketOTC Markets Listing RequirementsOTCQXOTCQX Listing RequirementsUncategorized OTC Markets Amends IPO Listing Standards for OTCQX Laura Anthony, Esq.May 31, 2016 043300
Form S-1IPOS-1 Registration StatementSection 3(a)(39)Section 4(a)(7)The FAST ActUncategorized The Fast Act (Fixing American’s Surface Transportation Act) Laura Anthony, Esq.December 15, 2015 040700
CrowdfundingDirect Public Offering (DPO)IPOJOBS ACTJOBS ACT and CrowdfundingPre-Effectiveness PeriodSecurities Attorneys Crowdfunding Direct Public Offerings Laura Anthony, Esq.August 21, 2012 As a reminder, on April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full... 039800
IPONASDAQNASDAQ Listing Requirements NASDAQ Issues Report Advocating for The U.S. Public Markets Laura Anthony, Esq.October 24, 2017 Before SEC Commissioner Michael Piwowar’s May 16, 2017, speech at the SEC-NYU Dialogue on Securities Market Regulation regarding the... 039500
IPONASAASmall Cap MarketUncategorized SEC Advisory Committee On Small And Emerging Companies Explores Venture Exchanges, Private And Secondary Securities Trading and The NASAA Coordinated Review Program- Part I Laura Anthony, Esq.May 5, 2015 033500
IPOJOBS ACTJOBS ACT and CrowdfundingPrivate Investment in Public Equity (PIPE)Securities Attorneys Q2 By The Numbers – An Analysis of Market Laura Anthony, Esq.July 24, 2012 First, I’d like to give credit to The DealFlow Report which was my initial source for the numerical factual information in this blog... 031500
IPOReverse MergersUncategorized Back To Basics – IPO Or Not To IPO? Laura Anthony, Esq.February 23, 2011 Initial Public Offerings (IPO’s) are on the rise once again. I have potential clients calling me daily interested in going public t... 031100
CrowdfundingForm 10-KForm 10-QForm 8-KIPOJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys The JOBS Act IPO On-Ramp Laura Anthony, Esq.June 4, 2012 I’ve written extensively on the Crowdfunding Act, or Title III of the Jobs Act, and much less extensively on the other five titles o... 030500
CrowdfundingIPOJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysUncategorized Crowdfunding 101 Laura Anthony, Esq.April 16, 2012 As I recently blogged, the President has signed the Jobs Act including the much anticipated Crowdfunding bill. Crowdfunding is a pr... 028000