CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 074500
15c2-11 ApplicationCrowdfundingFINRAFunding PortalsIntrastate OfferingJOBS ACT and CrowdfundingRule 147SEC Rule 15c2-11Section 3(a)(11) State Crowdfunding Using Intrastate Offerings and Rule 147 Laura Anthony, Esq.September 10, 2013 041900
15c2-11 ApplicationCrowdfundingFINRAJOBS ACTOTC MarketPublic Shell CompanyReverse MergersSEC GuidanceSEC Rule 15c2-11Securities AttorneysUncategorized SEC Suspends Trading for Record Number of Shell Companies Laura Anthony, Esq.May 14, 2012 The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s... 038900
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036800
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 029100
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 028600
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRegulation DSecurities Attorneys SEC Still on Track to Meet the 270 Deadline to Enact Crowdfunding Rules Laura Anthony, Esq.July 10, 2012 The SEC is still on track and expects to meet the 270 day deadline to draft rules and enact Title III of the JOBS Act creating the n... 023600
Broker-DealerCrowdfundingFINRAJOBS ACTSecurities Attorneys SEC Approves Revision to FINRA Rule Regarding Broker Dealer FINRA Filing Requirements for Private Placement Offerings Laura Anthony, Esq.June 13, 2012 On June 7, 2012 the SEC granted accelerated approval to a FINRA rule change regarding broker dealer FINRA filing requirements for ac... 023100
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersS-1 Registration StatementSecurities Attorneys SEC Issues Guidance on Title 1 of the JOBS Act Laura Anthony, Esq.April 23, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately; others are busily in... 022100
CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingReverse MergersSEC GuidanceSecurities AttorneysUncategorized SEC Grapples With Crowdfunding Rulemaking Laura Anthony, Esq.April 24, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. The SEC’s Rulemaking Duty Some of the rules went into effect immed... 020700