Home Archive by Category "Crowdfunding"
Crowdfunding
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SEC Approves Revision to FINRA Rule Regarding Broker Dealer FINRA Filing Requirements for Private Placement Offerings
On June 7, 2012 the SEC granted accelerated approval to a FINRA rule change regarding broker dealer FINRA filing requirements for ac...
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SEC Grapples With Crowdfunding Rulemaking
On April 5, 2012 President Obama signed the JOBS Act into law. The SEC’s Rulemaking Duty Some of the rules went into effect immed...
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SEC Issues Guidance on Title 1 of the JOBS Act
On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately; others are busily in...
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SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A
On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R...
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SEC Staff Meeting with National Crowdfunding Association
On May 14, 2012, the SEC staff met with representative of the National Crowdfunding Association to discuss issues regarding the impl...
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SEC Still on Track to Meet the 270 Deadline to Enact Crowdfunding Rules
The SEC is still on track and expects to meet the 270 day deadline to draft rules and enact Title III of the JOBS Act creating the n...
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SEC Suspends Trading for Record Number of Shell Companies
The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s...
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