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Home Archive by Category "Blue Sky Laws"

Blue Sky Laws

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Blue Sky Laws Broker Dealer Registration Requirements Broker-Dealer Florida Corporate Statutes Mergers And Acquisitions OTC Market OTC Pink OTCQB OTCQX SEC Uncategorized

Florida Broker-Dealer Registration Exemption For M&A Brokers

Laura Anthony, Esq.

October 25, 2016 October 25, 2016

Following the SEC’s lead, effective July 1, 2016, Florida has passed a statutory exemption from the broker-dealer registration requi...

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Blue Sky Laws Florida Corporate Statutes Form S-1 Regulation A Regulation A+Uncategorized

State Blue Sky Concerns; Florida and New York

Laura Anthony, Esq.

March 1, 2016

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814

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Blue Sky Laws C&DI Form 1-A JOBS ACT Regulation A Regulation A+Rule 506 Test The Waters

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1

Laura Anthony, Esq.

July 19, 2016

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Blue Sky Laws Section 18 Section 4(a)(4)Uncategorized

Understanding The NSMIA And Navigating State Blue Sky Laws- Part I

Laura Anthony, Esq.

January 27, 2015

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Blue Sky Laws Regulation D Rule 504 Section 18 Section 4(a)(4)Uncategorized

Understanding The NSMIA And Navigating State Blue Sky Laws- Part II

Laura Anthony, Esq.

February 3, 2015

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