Uncategorized SEC Fall 2021 Regulatory Agenda Laura Anthony, Esq.February 15, 2022 In mid-December, the SEC published its semiannual regulatory agenda and plans for rulemaking. The Unified Agenda of Regulatory and... 01.5K00
Watch LaterAdded 01:59 Securities Law Firm SEC Fall 2021 Regulatory Agenda February 15, 2022 April 10, 2022 SEC Fall 2021 Regulatory Agenda- In mid-December, the SEC published its semiannual regulatory agenda and plans for rulemaking. The U... 01.6K30
Uncategorized SEC Issues Guidance On Spring-Loaded Compensation Awards Laura Anthony, Esq.January 17, 2022 On November 29, 2021, the SEC issued accounting guidance on the recognition and disclosure of “spring-loaded awards” made to executi... 01.4K00
Form 8-KMergers And AcquisitionsSEC Schedule 14A SEC Issues New Mergers and Acquisitions Related C&DI Laura Anthony, Esq.April 8, 2022 April 8, 2022 Last week was a very busy regulatory week for the SEC, including issuing six new compliance and disclosure interpretations (C&DI... 02.4K700
Uncategorized SEC Proposes Amendments To Rule 10b5-1 Insider Trading Plans Laura Anthony, Esq.January 17, 2022 As expected from the Spring 2021 Regulatory Agenda, on December 15, 2021, the SEC proposed amendments to Rule 10b5-1 under the Secur... 01.4K00
Uncategorized SEC Proposes New Share Repurchase Disclosure Rules Laura Anthony, Esq.January 24, 2022 On December 15, 2021, the SEC proposed amendments to Securities Exchange Act Rule 10b-18, which provides issuers and affiliates with... 01.4K00
Uncategorized SEC Proposes Rules Related To Securities Lending Market Laura Anthony, Esq.March 2, 2022 In November 2021, the SEC proposed new Exchange Act Rule 10c-1, which would require lenders of securities to provide the material te... 01.4K00
Uncategorized SEC ReOpens Comment Period For Pay Versus Performance Laura Anthony, Esq.February 23, 2022 On January 27, 2022, the SEC re-opened the comment period on proposed rules under the Dodd-Frank Act requiring disclosure of informa... 01.5K00
Watch LaterAdded 01:29 Securities Law Firm SPAC Shareholder Litigation – First Fire February 8, 2022 April 10, 2022 SPAC Shareholder Litigation – First Fire- On January 3, 2022, the Delaware Court of Chancery denied a motion to dismiss a shar... 01.5K30
Uncategorized SPAC Shareholder Litigation – First Fire Laura Anthony, Esq.February 10, 2022 On January 3, 2022, the Delaware Court of Chancery denied a motion to dismiss a shareholder lawsuit against a SPAC’s sponsor, its di... 01.4K00