C&DIForm S-8Regulation ARegulation A+Rule 701SEC SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part I Laura Anthony, Esq.August 28, 2018 On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec... 01.4K00
Form S-8Rule 701SEC SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part II Laura Anthony, Esq.September 4, 2018 On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec... 032500
Blockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsNASAASEC SEC and NASAA Statements on ICOs and More Enforcement Proceedings Laura Anthony, Esq.January 16, 2018 The message from the SEC is very clear: participants in initial coin offerings (ICO’s) and cryptocurrencies in general need to compl... 060000
CryptocurrenciesSEC SEC Commissioner Hester Peirce Continues to Support Technology Laura Anthony, Esq.October 30, 2018 In three recent speeches, SEC Commissioner Hester Peirce continued to proclaim her support for technological innovation and freedom... 048500
BlockchainBlockchain TechnologyCryptocurrenciesDistributed Ledger TechnologyDLTExchange Traded Funds (ETFs)ICOsInitial Coin OfferingsInitial Cryptocurrency OfferingsNYSESEC SEC Continues to Review, And Delay, Crypto Funds Laura Anthony, Esq.May 22, 2018 May 22, 2018 On January 18, 2018, the SEC issued a letter to the Investment Company Institute and the Securities Industry and Financial Markets A... 033800
Dodd-Frank ActRegulation ARegulation S-KRegulation S-XSECTest The WatersThe FAST ActXBRL SEC Fall 2018 Regulatory Agenda Laura Anthony, Esq.November 27, 2018 November 27, 2018 In October 2018, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 039800
C&DISEC SEC Issues Additional C&DI On Use Of Non-GAAP Measures Laura Anthony, Esq.August 7, 2018 On April 4, 2018, the SEC issued two new Compliance & Disclosure Interpretations (C&DI) related to the use of non-GAAP finan... 060800
C&DIGAAPRegulation GRegulation S-KSEC SEC Issues C&DI On Use Of Non-GAAP Measures Laura Anthony, Esq.January 30, 2018 On October 17, 2017, the SEC issued two new Compliance & Disclosure Interpretations (C&DI) related to the use of non-GAAP fi... 041000
ICOsInitial Coin Offerings SEC Provides Enforcement Driven Guidance On Digital Asset Issuances And Trading Laura Anthony, Esq.December 26, 2018 On November 16, 2018, the SEC settled two actions involving cryptocurrency offerings which settlement requires the registration of t... 048500
SEC SEC Spring 2018 Regulatory Agenda Laura Anthony, Esq.June 26, 2018 On May 9, 2018, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 032600