OTC MarketOTC Markets Listing RequirementsOTCQBOTCQX OTC Markets Makes Several Regulatory Recommendations Laura Anthony, Esq.May 15, 2018 May 15, 2018 On March 8, 2018, Cromwell Coulson, CEO of OTC Markets Group, made a presentation to the SEC’s Investor Advisory Committee (“IAC”) a... 037100
SEC Proposed Rule Changes To Simplify Registered Debt Offerings Laura Anthony, Esq.December 4, 2018 This summer the SEC proposed rule changes to simplify disclosure requirements applicable to registered debt offerings for guarantors... 024300
SPACs Proposed SPAC Rule Changes Laura Anthony, Esq.July 24, 2018 July 24, 2018 With the growing popularity of special purpose acquisition companies (SPACs), both the Nasdaq and NYSE have proposed rule changes th... 064500
Delaware Corporate StatutesDelaware Corporations Recent Notable Changes To Delaware Corporate Law Laura Anthony, Esq.November 13, 2018 This summer the Delaware legislature passed several amendments to the Delaware General Corporation Law (DGCL) which impact public an... 061000
Regulation ARegulation A+SEC Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief Laura Anthony, Esq.July 3, 2018 July 3, 2018 Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth,... 028300
Regulation ARegulation A+ Regulation A+ Continues To Grow Laura Anthony, Esq.April 17, 2018 The new Regulation A/A+, which went into effect on June 19, 2015, is now three years old and continues to develop and gain market ac... 045300
OTC MarketOTC Markets Listing RequirementsOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements Rule Changes for OTCQB and OTCQX Laura Anthony, Esq.November 20, 2018 Effective January 19, 2019, OTC Markets will require that all U.S.-incorporated OTCQB and OTCQX companies provide verified share dat... 054100
SEC SEC Adopts Amendments to Simplify Disclosure Requirements Laura Anthony, Esq.October 16, 2018 November 4, 2018 In August the SEC voted to adopt amendments to certain disclosure requirements in Regulations S-K and S-X (the “S-K and S-X Amendmen... 027800
GAAPSECXBRL SEC Adopts Inline XBRL Laura Anthony, Esq.August 21, 2018 On June 28, 2018, the SEC adopted amendments to the XBRL requirements to require the use of Inline XBRL for financial statement info... 029400
Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company SEC Amends Definition of “A Smaller Reporting Company” Laura Anthony, Esq.July 17, 2018 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 050400