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The Pre-Filing Period of Testing The Waters
The Pre-Filing Period of Testing The Waters- The pre-filing period is that time frame between the decision to proceed with a public...
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Testing The Waters When Conducting An Offering Using Form S-1
Testing The Waters When Conducting An Offering Using Form S-1- Today is the continuation in a LawCast series detailing testing the w...
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The NASDAQ Listing Application
The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application...
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The SEC Comment and Response Process
The SEC Comment and Response Process- As discussed in the first Lawcast in this series, The SEC Division of Corporation Finance, ref...
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Transactional Attorney
Transactional Attorney- In the last three Lawcasts in this series I discussed the responsibilities of the board of directors and in...
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