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506(c) Exemption
506(c) Exemption- Today is the continuation of a Lawcast series discussing Rule 506 of Regulation D including the difference between...
Year: 2015
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Schedule 13D
Schedule 13D- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the beneficial o...
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Sections 13 and 16 Reporting Requirements
Sections 13 and 16 Reporting Requirements- Sections 13 and 16 are individual SEC reporting requirements for officers, directors and...
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DTC Eligibility, DTC Chills and Global Locks for OTC Markets Companies
DTC Eligibility, DTC Chills and Global Locks for OTC Markets Companies- In the first Lawcast in this series I discussed generally wh...
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Reverse Merger Process | Reverse Merger Attorneys
Reverse Merger Process- A reverse merger is a merger transaction with the difference being that the target ultimately ends up ownin...
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The Difference Between A 506(b) Offering And A 506(c) Offering
The Difference Between A 506(b) Offering And A 506(c) Offering- the difference between a traditional 506(b) offering and a 506(c) of...
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Going Public Through A Reverse Merger
Going Public Through A Reverse Merger- A reverse merger is the most common alternative to an initial public offering (IPO) or direct...
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The DTC and Removing A DTC Chill or Global Lock
The DTC and Removing A DTC Chill or Global Lock- In the first two Lawcasts in this series I discussed generally what the DTC is and...