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Merger and Acquisition Strategies
Merger and Acquisition Strategies – Today I am continuing my discussion on the responsibilities of the board of directors and...
Year: 2015
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Section 16 requirements
Section 16 requirements- Today I am continuing to discuss the Section 16 requirements and in particular the short swing trading prof...
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SEC Issues Regulation A+ Guidance
SEC Issues Regulation A+ Guidance- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a ra...
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Offering Statement Requirements For Regulation A+ Offerings
Offering Statement Requirements For Regulation A+ Offerings- Today I am continuing my discussion on offering statement requirements...
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Direct Public Offering Requirements
Direct Public Offering Requirements – The two most common ways to go public is either through a reverse merger or an initial p...
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State Blue Sky Compliance
State Blue Sky Compliance – Tier 2 offerings present a much needed opportunity for smaller companies to go public without the...
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Reg A+
Reg A+ – On March 25, 2015, the SEC released final rules amending Regulation A. The new rules are commonly referred to as Regu...
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Attorney Laura Anthony
Attorney Laura Anthony is the Founding Partner of Legal & Compliance, LLC, a national corporate, securities and business transac...