Watch LaterAdded 04:53 Securities Law Firm The Depository Trust Company and DTC Eligibility Requirements August 27, 2015 April 10, 2022 The Depository Trust Company and DTC Eligibility Requirements- DTC stands for the Depository Trust Company. DTC is a central securit... 017.1K2230
Watch LaterAdded 05:37 Securities Law Firm The Reverse Merger Process January 29, 2015 April 10, 2022 The Reverse Merger Process- What is a reverse merger? A reverse merger is the most common alternative to an initial public offering... 03.9K340
Rule 144Rule 144ASection 4(a)(1)Uncategorized The Section 4(a)(1) And 4(a)(1½) Exemption; Recommendations For An Amendment To Rule 144 Related To Shell Companies Laura Anthony, Esq.June 23, 2015 03.7K00
Watch LaterAdded 04:53 Securities Law Firm The Merger and Acquisition Process November 19, 2015 April 10, 2022 The Merger and Acquisition Process- Today I am continuing my discussion on the responsibilities of the board of directors and in par... 02.7K90
Watch LaterAdded 04:33 Securities Law Firm The DTC and Removing A DTC Chill or Global Lock August 28, 2015 April 10, 2022 The DTC and Removing A DTC Chill or Global Lock- In the first two Lawcasts in this series I discussed generally what the DTC is and... 01.2K70
Watch LaterAdded 05:24 Securities Law Firm The Difference Between A 506(b) Offering And A 506(c) Offering September 3, 2015 April 10, 2022 The Difference Between A 506(b) Offering And A 506(c) Offering- the difference between a traditional 506(b) offering and a 506(c) of... 01.2K140
Broker-DealerFINRAUncategorized The New FINRA Broker Background Check Rule Laura Anthony, Esq.March 24, 2015 July 13, 2017 044200
CrowdfundingIntrastate CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSection 4(a)(6)Uncategorized Title III Crowdfunding Laura Anthony, Esq.December 22, 2015 037800
NYSE MKTSECSecurities AttorneySmall Cap MarketUncategorized The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance Laura Anthony, Esq.November 3, 2015 034400
Form S-1IPOS-1 Registration StatementSection 3(a)(39)Section 4(a)(7)The FAST ActUncategorized The Fast Act (Fixing American’s Surface Transportation Act) Laura Anthony, Esq.December 15, 2015 030400