Depository Trust Company (DTC)DTC ChillDTC EligibilityDTC Global LocksForm 10Global LockRule 144Securities AttorneysWhite Paper DTC Has Published Proposed Rules Related To Chills and Locks Laura Anthony, Esq.January 28, 2014 057900
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 057700
JOBS ACTRegulation ARegulation A+Rule 506S-1 Registration StatementUncategorized NASAA and US Senate Oppose State Law Pre-Emption in Proposed Regulation A+ Laura Anthony, Esq.August 19, 2014 056300
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 055200
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 054200
CrowdfundingFINRAIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 147SEC Rule 15c2-11Securities Attorneys Crowdfunding Using Intrastate Offerings and Rule 147 – Is Florida Next? Laura Anthony, Esq.March 11, 2014 053900
PCAOB Auditing PCAOB Amends Auditing Standards For Related-Party And Significant, Unusual Transactions Laura Anthony, Esq.November 11, 2014 052500
Equity Market StructureRegulation ARegulation SCISmall Cap MarketUncategorized SEC Chair Mary Jo White Speaks on Equity Market Structure Laura Anthony, Esq.June 16, 2014 050700
Attorney Fee ProvisionsDelaware Corporate StatutesDelaware CorporationsUncategorized Delaware General Corporate Law; 2014 Amendments Summarized Laura Anthony, Esq.December 9, 2014 048500
