Regulation S-KSEC GuidanceSecurities AttorneysUncategorized SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases Laura Anthony, Esq.June 25, 2013 038400
CrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506 Implementation Of The Elimination Of The Prohibition Against Advertising For Private Accredited Investor Offerings And The Crowdfunding Act, Continues To Be Delayed Laura Anthony, Esq.February 27, 2013 037300
Broker-DealerCrowdfundingJOBS ACTJOBS ACT and CrowdfundingNASDAQRegulation DRule 144Rule 506 NASDAQ To Acquire Sharepost And Create The NASDAQ Private Exchange Laura Anthony, Esq.March 11, 2013 035100
Form 8-KRegulation FDSEC GuidanceSecurities AttorneysUncategorized SEC Clears Social Media As An Acceptable Form For Company Announcements Laura Anthony, Esq.April 10, 2013 033900
Securities AttorneysUncategorized MARY JO WHITE HAS BEEN SWORN IN AS THE NEW CHAIR OF THE SEC Laura Anthony, Esq.April 11, 2013 On April 10, 2013 Mary Jo White was sworn in as chair of the Securities and Exchange Commission (SEC). Ms. White was nominated by P... 029200
