15c2-11 ApplicationDue DiligenceFINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC Laura Anthony, Esq.May 29, 2013 040800
Dodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysVenture Capital An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part II Laura Anthony, Esq.May 21, 2013 . 024200
Broker-DealerDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506S-1 Registration StatementSecurities Attorneys An Overview of Exemptions for Hedge Fund Advisers: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part I Laura Anthony, Esq.May 16, 2013 028700
Regulation FDSEC GuidanceSecurities Attorneys SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part III Laura Anthony, Esq.May 14, 2013 024000
Form 8-KRegulation FDSEC GuidanceSecurities Attorneys SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part II Laura Anthony, Esq.May 3, 2013 023900