CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersRule 144ARule 506Securities Attorneys JOBS Act Amendments to General Solicitation and Advertising of Private Offerings Laura Anthony, Esq.May 3, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 021800
CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Mary Schapiro to Be Replaced By Elisse Walter as Head of SEC Laura Anthony, Esq.November 27, 2012 President Obama has chosen Elise Walter to temporarily head the Securities and Exchange Commission (SEC) when Mary Schapiro steps do... 018200
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys More Information on Crowdfunding Requirements for Issuers Laura Anthony, Esq.June 1, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 021600
CrowdfundingJOBS ACTNASDAQReverse MergersSecurities Attorneys NASDAQ Lowers Price Per Share Initial Listing Requirement Laura Anthony, Esq.May 10, 2012 The SEC has approved the recent NASDAQ rule change to lower the minimum bid listing requirement from $4.00 to either $2.00 or $3.00... 023300
Depository Trust Company (DTC)DTC ChillDTC EligibilityReverse MergersS-1 Registration StatementSecurities AttorneysSmall Cap Market Native American Energy Granted Full Eligibility for DTC Services After Four-Year Appeal Laura Anthony, Esq.June 25, 2012 Native American Energy Group (NAGP), an oil and gas exploration company has been granted full eligibility for clearing and settlemen... 037200
FINRAJOBS ACTJOBS ACT and CrowdfundingPrivate PlacementRule 506Securities Attorneys New FINRA Rule 5123 Takes Effect Requiring Notice of Private Placements by Member Firms Laura Anthony, Esq.December 5, 2012 The Financial Industry Regulatory Authority has adopted new Rule 5123 requiring members to file notice of their participation in pri... 041300
Form DJOBS ACTJOBS ACT and CrowdfundingNASAARegulation DRule 506 Proposed Rules Eliminating the Prohibition Against General Solicitation and Advertising in Rule 506 Offerings Meet With Opposition by NASAA Laura Anthony, Esq.October 18, 2012 As required by Title II of the JOBS Act, on August 29, 2012, the SEC has published proposed rules eliminating the prohibition agains... 029500
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 144ARule 506Section 4(2)Section 4(a)(2)Securities Attorneys Proposed Rules Eliminating the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings – Part I Laura Anthony, Esq.September 4, 2012 As required by Title II of the JOBS Act, the SEC has published proposed rules eliminating the prohibition against general solicitati... 025400
JOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144ARule 506Securities Attorneys Proposed Rules Eliminating the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings – Part II Laura Anthony, Esq.September 5, 2012 As required by Title II of the JOBS Act, the SEC has published proposed rules eliminating the prohibition against general solicitati... 024400
IPOJOBS ACTJOBS ACT and CrowdfundingPrivate Investment in Public Equity (PIPE)Securities Attorneys Q2 By The Numbers – An Analysis of Market Laura Anthony, Esq.July 24, 2012 First, I’d like to give credit to The DealFlow Report which was my initial source for the numerical factual information in this blog... 024700