CrowdfundingDirect Public Offering (DPO)IPOJOBS ACTJOBS ACT and CrowdfundingPre-Effectiveness PeriodSecurities Attorneys Crowdfunding Direct Public Offerings Laura Anthony, Esq.August 21, 2012 As a reminder, on April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full... 027600
CrowdfundingFINRAForm DFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 144Section 5White Paper CROWDFUNDING FROM A TO Z Laura Anthony, Esq.October 4, 2012 As the expected deadline for the SEC to publish rules and regulations enacting the Crowdfunding Act (Title III of the Jumpstart Our... 026400
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingReverse MergersS-1 Registration StatementSEC GuidanceSecurities Attorneys Crowdfunding Intermediaries – SEC Issues Guidance Laura Anthony, Esq.May 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 020800
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities Attorneys Crowdfunding intermediaries- Hurry Up and Wait Laura Anthony, Esq.April 26, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 019600
CrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSEC Rule 15c2-11Section 304Securities Attorneys Crowdfunding Intermediaries-Questions Laura Anthony, Esq.June 5, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 019800
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Crowdfunding Requirements For Issuers Laura Anthony, Esq.May 23, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 021300
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingPrivate PlacementReverse MergersSecurities Attorneys Crowdfunding Timing and Investor Protections Laura Anthony, Esq.April 20, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Some of the rules went into effect immediately, such as the ability... 025600
Broker-DealerDepository Trust Company (DTC)DTC ChillDTC EligibilityDue DiligenceOTCBBOTCQBReverse MergersSecurities Attorneys DTC Chills, Due Process and Rule 22 Laura Anthony, Esq.March 21, 2012 Back in October and November of 2011 I wrote a series of blogs regarding DTC eligibility for OTC (over the counter) Issuers. OTC Is... 037100
Broker-DealerCrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSection 304Securities Attorneys FINRA Seeks Public Comment in Advance of Crowdfunding Rulemaking Laura Anthony, Esq.July 10, 2012 The Financial Industry Regulatory Authority (FINRA) has requested public comment and input in advance of preparing and publishing pr... 026000
CrowdfundingDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 506Securities Attorneys House Subcommittee Demands Explanation of SEC’s Delayed JOBS Act Rulemaking Laura Anthony, Esq.August 27, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 020900