Law Blog Tag: Regulation A+ Offering

Updates On Regulation A+

October 10, 2017 in C&DI, Form 1-A, Regulation A, Regulation A+

On September 14, 2017, the SEC issued three new Compliance and Disclosure Interpretations (C&DI) to provide guidance related to the filing of a Form 8-A in conjunction with a Tier 2 Regulation A offering. The new guidance addresses the timing of financial statements and subsequent reporting requirements under the Securities Exchange Act of 1934 (“Exchange Read the full article…

SEC Expands Ability To File Confidential Registration Statements

On June 19, 2017, the SEC announced that the Division of Corporation Finance will permit all companies to submit draft registration statements, on a confidential basis. Confidential draft submissions will now be available for all Section 12(b) Exchange Act registration statements, initial public offerings (IPO’s) and for secondary or follow-on offerings made in the first Read the full article…

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1

OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies

More On Regulation A/A+; Thoughts On The Practical Effects And New SEC Guidance

Regulation A+; An In-Depth Overview

SEC Has Published Final Rules Adopting Regulation A+