Law Blog Category: NYSE MKT Listing Requirements
The 20% Rule- Acquisitions
Nasdaq and the NYSE American both have “20% Rules” requiring listed companies to receive shareholder approval prior to issuing unregistered securities in an amount of 20% or more of their outstanding common stock or voting power. Nasdaq Rule 5635 sets forth the circumstances under which shareholder approval is required prior to an issuance of securities Read the full article…
NYSE MKT Listing Requirements
June 14, 2016 in NASDAQ, NASDAQ Listing Requirements, NYSE MKT Listing Requirements, Reverse Mergers, SEC
NASDAQ Listing Requirements
April 26, 2016 in FINRA, NASDAQ, NASDAQ Listing Requirements, NYSE MKT, NYSE MKT Listing Requirements, Uncategorized
Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger
June 30, 2015 in Direct Public Offering (DPO), DTC Chill, DTC Eligibility, FINRA, Form S-1, Going Public, Going Public Attorneys, IPO, LawCast Network, NASDAQ, NASDAQ Listing Requirements, NYSE MKT, NYSE MKT Listing Requirements, OTC Market, OTC Markets Listing Requirements, Reverse Mergers, Rule 144, SEC, Uncategorized