Law Blog Category: Blue Sky Laws

Florida Broker-Dealer Registration Exemption For M&A Brokers

Following the SEC’s lead, effective July 1, 2016, Florida has passed a statutory exemption from the broker-dealer registration requirements for entities effecting securities transactions in connection with the sale of equity control in private operating businesses (“M&A Broker”). As discussed further below, the new Florida statute, together with the SEC M&A Broker exemption, may have Read the full article…

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1

State Blue Sky Concerns; Florida and New York

Understanding The NSMIA And Navigating State Blue Sky Laws- Part II

Understanding The NSMIA And Navigating State Blue Sky Laws- Part I