Law Blog Tag: Shell Companies
SEC Suspends Trading On 61 Shell Companies
June 03, 2013 in 15c2-11 Application, FINRA, OTC Market, S-1 Registration Statement, SEC Rule 15c2-11, Securities Attorneys
Why Rule 419 Companies May Revitalize the Small-Cap Market
November 16, 2011 in 15c2-11 Application, DTC Chill, DTC Eligibility, FINRA, Form 10, Going Public, Private Placement, Rule 144, Rule 419, SEC Rule 15c2-11, Small Cap Market
Are Rule 419 Companies poised to be the next big thing in the small-cap sector?
Recently, the small-cap and reverse merger market has diminished substantially. Operating businesses are wary of completing reverse mergers, and PIPE investors are harder to come by. The reasons for this are easily identifiable.