SEC What Does The SEC Do And What Is Its Purpose? Laura Anthony, Esq.February 14, 2017 February 15, 2017 As I write about the myriad of constantly changing and progressing securities law-related policies, rules, regulations, guidance and... 075600
Securities Attorneys Legal & Compliance, LLC Adds Lazarus Rothstein, Esq. as Of Counsel as Economic Confidence Builds in 2013 among its Clients Laura Anthony, Esq.January 11, 2013 WEST PALM BEACH, FLORIDA (January 10, 2013) - Legal & Compliance, LLC is pleased to announce that Lazarus Rothstein, Esq. has recent... 035500
Broker-DealerFinder's FeesMergers And AcquisitionsSecurities Attorneys The ABA Pushes To Allow For The Payment Of Finder’s Fees Laura Anthony, Esq.January 3, 2013 043400
Broker-DealerDepository Trust Company (DTC)DTC ChillDTC EligibilityOTC MarketOTCBBOTCQB and OTCQXPinksheetsSecurities Attorneys An Update On Dealing With The DTC Following The SEC’s Ruling On International Power Group, Ltd. Laura Anthony, Esq.December 6, 2012 Back in October and November of 2011, I wrote a series of blogs regarding DTC eligibility for OTC (over-the-counter) Issuers. OTC I... 053300