Regulation S-KRegulation S-XSEC ABA Comment Letter On Disclosures Under Regulation S-K Laura Anthony, Esq.May 1, 2018 May 1, 2018 In December 2017, the American Bar Association (“ABA”) submitted its fourth comment letter to the SEC related to the financial and b... 048800
Form 10Form 10-KForm 10-QRegulation S-KRegulation S-XSEC Guidance On New Exhibit Rules In SEC Filings Laura Anthony, Esq.November 14, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 01.8K00
Regulation S-KRegulation S-XSECThe FAST Act SEC Proposes Rules to Modernize and Simplify Disclosures Laura Anthony, Esq.October 31, 2017 October 31, 2017 On October 11, 2017, as part of the ongoing SEC Disclosure Effectiveness Initiative, the SEC published proposed rule amendments to m... 054400
Regulation S-KRegulation S-XSECThe FAST Act SEC Issues Report On Regulation S-K Laura Anthony, Esq.January 3, 2017 As required by Section 72003 of the Fixing America’s Surface Transportation Act (the “FAST Act”), on November 23, 2016, the SEC issu... 045600
Regulation S-KRegulation S-XSEC Yahoo Hacking Scandal And Obligations Related To Cybersecurity Laura Anthony, Esq.December 6, 2016 December 6, 2016 On September 26, 2016, Senator Mark R. Warner (D-VA), a member of the Senate Intelligence and Banking Committees and cofounder of th... 042900
Regulation S-KRegulation S-XSEC SEC Issues Proposed Amendments To Item 601 Of Regulation S-K Related To Exhibits Laura Anthony, Esq.September 20, 2016 On August 31, 2016, the SEC issued proposed amendments to Item 601 of Regulation S-K to require hyperlinks to exhibits in filings ma... 031200
Regulation S-KRegulation S-XSmaller Reporting CompanyThe FAST Act SEC Requests Comment On Changes To Subpart 400 To Regulation S-K Laura Anthony, Esq.September 13, 2016 September 13, 2016 On August 25, 2016, the SEC requested public comment on possible changes to the disclosure requirements in Subpart 400 of Regulation... 045700
Regulation S-KRegulation S-XSECSEC Advisory CommitteeSEC GuidanceSmaller Reporting CompanyThe FAST Act SEC Proposes Amendments To Definition Of “Small Reporting Company” Laura Anthony, Esq.July 12, 2016 December 5, 2016 044100
MD&ARegulation S-KRegulation S-XSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 2 Laura Anthony, Esq.May 17, 2016 041700
Regulation S-KSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 1 Laura Anthony, Esq.May 3, 2016 032900