Regulation ARegulation A+SEC Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief Laura Anthony, Esq.July 3, 2018 July 3, 2018 Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth,... 036100
IPOSEC SEC Commissioner Piwowar Speaks On The IPO Market Laura Anthony, Esq.July 18, 2017 July 18, 2017 On May 16, 2017, SEC Commissioner Michael Piwowar gave the opening remarks to the SEC-NYU Dialogue on Securities Market Regul... 043900
C&DIRegulation ARegulation A+Rule 144Rule 701SECSection 5 SEC Issues New C&DI On Rule 701 Laura Anthony, Esq.November 1, 2016 On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securit... 01K00
Blue Sky LawsC&DIForm 1-AJOBS ACTRegulation ARegulation A+Rule 506Test The Waters Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1 Laura Anthony, Esq.July 19, 2016 11K00
Form S-1NASDAQNASDAQ Listing RequirementsOTC MarketOTC Markets Listing RequirementsOTCQXRegulation AS-3 Registration Statement OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies Laura Anthony, Esq.June 28, 2016 December 5, 2016 051400
Private OfferingsSECSEC GuidanceSection 4(a)(6)Uncategorized SEC Advisory Committee On Small And Emerging Companies Reviews Capital Formation Laura Anthony, Esq.March 22, 2016 035600
Blue Sky LawsFlorida Corporate StatutesForm S-1Regulation ARegulation A+Uncategorized State Blue Sky Concerns; Florida and New York Laura Anthony, Esq.March 1, 2016 080400
LawCast NetworkRegulation ARegulation A+Uncategorized More On Regulation A/A+; Thoughts On The Practical Effects And New SEC Guidance Laura Anthony, Esq.July 14, 2015 031600
LawCast NetworkRegulation ARegulation A+Uncategorized Regulation A+; An In-Depth Overview Laura Anthony, Esq.June 9, 2015 046300
Bad Actor RulesBad ActorsC&DIRegulation ARegulation DUncategorized SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers Laura Anthony, Esq.April 21, 2015 038900