Law Blog Tag: Deregistered Securities
Filing Deadlines for Exchange Act Quarterly and Annual Reports
June 01, 2011 in FINRA, Form 10-K, Form 10-Q, OTC Market, OTCBB, OTCQB, OTCQB and OTCQX, Uncategorized
Companies subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) are required to file quarterly reports on Form 10-Q and annual reports on Form 10-K. In additional articles, I will discuss in depth the contents and specific disclosure requirements of both forms. However, in summary, the quarterly report on 10-Q contains unaudited reviewed quarterly financial statements together with management discussion and analysis of those statements.