November 28, 2017 November 28, 2017

On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S...

390

Distributed Ledger Technology Initial Coin Offerings Initial Cryptocurrency Offerings Regulation SCI SEC

SEC Statements On Cybersecurity; An EDGAR Hacking – Part 1

Laura Anthony, Esq.

November 21, 2017

On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S...

540

Form 10 Form 10-K Form 10-Q Regulation S-K Regulation S-X SEC

Guidance On New Exhibit Rules In SEC Filings

Laura Anthony, Esq.

November 14, 2017

On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th...

1.8K

Emerging Growth Company (EGC)IPO JOBS ACT Smaller Reporting Company The FAST Act

Emerging Growth Companies Will Start To Grow Up

Laura Anthony, Esq.

November 7, 2017

The first of emerging growth companies (“EGC’s”) will begin losing EGC status as the five-year anniversary of the creation of an EGC...

1.4K

Regulation S-K Regulation S-X SEC The FAST Act

SEC Proposes Rules to Modernize and Simplify Disclosures

Laura Anthony, Esq.

October 31, 2017 October 31, 2017

On October 11, 2017, as part of the ongoing SEC Disclosure Effectiveness Initiative, the SEC published proposed rule amendments to m...

540

IPO NASDAQ NASDAQ Listing Requirements

NASDAQ Issues Report Advocating for The U.S. Public Markets

Laura Anthony, Esq.

October 24, 2017

Before SEC Commissioner Michael Piwowar’s May 16, 2017, speech at the SEC-NYU Dialogue on Securities Market Regulation regarding the...

457

Initial Coin Offerings Initial Cryptocurrency Offerings SEC

SEC Chief Accountant Speaks On Initial Coin Offerings ( ICO’s)

Laura Anthony, Esq.

October 17, 2017

On September 11, 2017, the SEC Chief Accountant, Wesley R. Bricker, gave a speech before the AICPA National Conference on Banks &...

593

C&DI Form 1-A Regulation A Regulation A+

Updates On Regulation A+

Laura Anthony, Esq.

October 10, 2017

On September 14, 2017, the SEC issued three new Compliance and Disclosure Interpretations (C&DI) to provide guidance related to...

506

SEC

SEC Provides Regulatory Relief To Hurricane Victims

Laura Anthony, Esq.

October 3, 2017

On September 28, 2017, the SEC announced interim final temporary rules (“Exemptive Order”) to provide relief to publicly trading com...

300

C&DI Emerging Growth Company (EGC)SEC Smaller Reporting Company The FAST Act

The SEC Provides Further Guidance On Financial Statement Requirements In Registration Statements

Laura Anthony, Esq.

September 26, 2017

On August 17, 2017, the SEC issued guidance on financial statement requirements for confidential and public registration statement f...

684