JOBS ACTJOBS ACT and CrowdfundingUncategorized SEC Issues Several Proposed Rule Changes Pertaining To JOBs Act Laura Anthony, Esq.January 6, 2015 046100
Form DJOBS ACTNASAARegulation ARegulation A+Regulation DRule 144Uncategorized First Issuer Completes NASAA Coordinated Review For Regulation A Offering Laura Anthony, Esq.December 30, 2014 054400
Form 10Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Rule 144ASchedule 14CSmaller Reporting CompanyUncategorized Will the Disclosure Modernization and Simplification Act of 2014 Simplify Reporting Requirements for ECG’s and Smaller Reporting Companies? Laura Anthony, Esq.December 23, 2014 059400
Attorney Fee ProvisionsDelaware Corporate StatutesDelaware CorporationsUncategorized Delaware General Corporate Law; 2014 Amendments Summarized Laura Anthony, Esq.December 9, 2014 045600
JOBS ACTJOBS ACT and CrowdfundingPrivate OfferingsPrivate PlacementRegulation ARegulation A+Rule 156Rule 506Rule 6490Section 4(a)(2)Uncategorized Private Offering Rule Changes Since JOBS Act Laura Anthony, Esq.December 2, 2014 062000
Section 3(a)(10)Section 3(a)(9)Section 5The Howey TestThe Reves TestUncategorized What Is A Security? The Howey Test And Reves Test Laura Anthony, Esq.November 25, 2014 06.4K00
Regulation S-KRisk FactorsSafe HarborsUncategorized Risk Factor Disclosures For Reporting Public Companies Laura Anthony, Esq.November 18, 2014 01.2K00
Broker-DealerPenny StocksSchedule 15GUncategorized Penny Stock Rules And Broker Dealers Laura Anthony, Esq.November 4, 2014 00.9K00
FINRAFINRA ComplianceOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsUncategorized FINRA Seeks to Eliminate the OTCBB and Impose Regulations on the OTC Markets Laura Anthony, Esq.October 28, 2014 057400
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 052700
