Uncategorized Division of Enforcement 2019 Annual Report Laura Anthony, Esq.December 24, 2019 December 24, 2019 As my firm does not practice in the enforcement arena, it is not an area I always write about, but this year I found a few trends th... 024400
Uncategorized Disclosures Related To COVID-19 Laura Anthony, Esq.April 17, 2020 April 17, 2020 The SEC has been reiterating the need for robust disclosures related to the impact of COVID-19 on publicly reporting compa... 022200
Dodd-Frank ActRegulation DSecurities AttorneysUncategorized Dodd-Frank Act Changes Definition Of Accredited Investor Effective Immediately Laura Anthony, Esq.August 13, 2010 On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). A... 019100