Securities Law Firm

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Securities Law Firm

Are SPACs Shell Companies?

Are SPACs Shell Companies? SPACs are, by nature, “shell companies” as defined by the federal securities laws. Accordingly, SPACs hav...
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Securities Law Firm

Regulation S-K Concept Release

Regulation S-K Concept Release- Today is the continuation in a Lawcast series discussing SEC disclosure requirements. On April 15, 2...
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Securities Law Firm

The NASDAQ Listing Application

The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application...
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Securities Law Firm

Form S 3 Instructions

Form S-3 Instructions- The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. The SEC...
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Securities Law Firm

OTCQB

OTCQB- The regulations that Issuers must adhere in order to trade on the OTC are numerous and technical. Consequently, an experience...
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