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August 27, 2013

The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part II

August 20, 2013

The SEC has Issued Proposed Rules Amending Regulation D, Form D and Rule 156 – Part I

August 15, 2013

SEC Issued Risk Alert on Options Trading Used to Evade Short Sale Requirements

August 13, 2013

SEC Updates May Benefit Equity Line Financing Providers and Issuers

An Overview of Exemptions for Hedge Fund Advisors: Exemptions for Advisors to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers – Part III

SEC has Finalized Rules Disqualifying Felons and Other “Bad Actors” from Rule 506 Offerings

New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings

14C Information Statement Requirements for a Pre-Merger Recapitalization

Section 3(a)(10) Debt Conversions in a Shell Company Pre-Reverse Merger

SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases