Short video briefings from securities attorney Laura Anthony on IPOs, uplistings, SEC reporting and exchange rule changes. New episodes every week.
Nasdaq ·
1:33
Financing Transactions ·
2:41
Shelf Registration ·
2:44
SEC Rulemaking ·
2:05
1:38
NYSE ·
4:16
3:16
4:21
Nasdaq, SEC Rulemaking ·
5:18
NYSE American ·
4:06
4:39
5:19
One short note when something changes in small-cap securities law.
