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Home Archive by Category "Securities Attorney"

Securities Attorney

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SEC Securities Attorney Securities Attorneys

SEC Announces Enforcement Results For Fiscal Year-End 2016

Laura Anthony, Esq.

October 18, 2016 October 18, 2016

On October 11, 2016, the SEC announced its enforcement results for fiscal year-end September 30, 2016 (FYE 2016). In FYE 2016 the S...

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Dodd-Frank Act FINRA Rule 144 SEC Securities Attorney Securities Attorneys The FAST Act Uncategorized

House Passes More Securities Legislation

Laura Anthony, Esq.

March 15, 2016

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Finder's Fees FINRA FINRA Compliance SEC SEC Guidance Securities Attorney Uncategorized

SEC Advisory Committee Recommendations Related To Finders

Laura Anthony, Esq.

November 24, 2015

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NYSE MKT SEC Securities Attorney Small Cap Market Uncategorized

The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance

Laura Anthony, Esq.

November 3, 2015

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Crowdfunding Intrastate Crowdfunding Intrastate Offering JOBS ACT JOBS ACT and Crowdfunding Rule 147 SEC SEC Advisory Committee Securities Attorney Uncategorized

SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings

Laura Anthony, Esq.

October 13, 2015

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SEC SEC Guidance SEC Investor Alert Securities Attorney Securities Attorneys Securities Law Firm Uncategorized

SEC Issues Investor Alert Warning That Fantasy Stock Trading Websites May Violate Securities Laws

Laura Anthony, Esq.

September 15, 2015

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Pay Ratio Disclosure Rules SEC Securities Attorney Securities Attorneys Uncategorized

SEC Has Adopted Final Pay Ratio Disclosure Rules

Laura Anthony, Esq.

September 8, 2015

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Hostile Takeover Nevada Corporate Statutes Nevada Statutes Securities Attorney Securities Attorneys Securities Law Firm Uncategorized

A Summary Of The 2015 Amendments To The Nevada Revised Statutes

Laura Anthony, Esq.

August 18, 2015

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C&DI Clawback Rules SEC Securities Attorney Securities Attorneys Securities Law Firm Uncategorized

SEC Proposed Executive Compensation Clawback Rules

Laura Anthony, Esq.

August 3, 2015

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Home
LawCasts
Laura Anthony, Esq.
Securities Law Blogs
Contact
Disclaimer