Accredited InvestorsJOBS ACTJOBS ACT and CrowdfundingSECSection 12Section 15(d)The FAST ActUncategorized SEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act Laura Anthony, Esq.May 10, 2016 042300
C&DIJOBS ACTJOBS ACT and CrowdfundingSection 15(d)The FAST ActUncategorized The SEC Issues Guidance On The FAST Act As It Relates To Savings And Loan Companies Laura Anthony, Esq.January 19, 2016 052400
CEO/CFO Certification RequirementsForm 10-KForm 10-QForm 8-KSarbanes-Oxley Act of 2002Section 15(d)Uncategorized CEO and CFO Certifications for Forms 10-Q and 10-K Laura Anthony, Esq.August 26, 2014 04.5K00
Form 8-KOTCBBRule 144Section 15(d)Section 3(a)(10)Small Cap MarketUncategorized The Sale of Unregistered Securities Must Satisfy Form 8-K Filing Requirements In a 3(a)(10) Transaction Laura Anthony, Esq.August 5, 2014 060900