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Home Archive by Category "Section 12"

Section 12

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Accredited InvestorsJOBS ACTJOBS ACT and CrowdfundingSECSection 12Section 15(d)The FAST ActUncategorized

SEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act

Laura Anthony, Esq.
May 10, 2016
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656
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DAD/PALOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCBBOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing RequirementsSection 12Uncategorized

OTCQX Listing and Quotation Eligibility and Requirements for International Companies

Laura Anthony, Esq.
September 8, 2014
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529
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Schedule 13DSchedule 13GSection 12Small Cap MarketSpin-Off

Schedule 13D and 13G Filing Requirements for Public Company Shareholders

Laura Anthony, Esq.
June 24, 2014
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3.1K
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Broker Dealer Registration RequirementsBroker-DealerGoing PublicJOBS ACTJOBS ACT and CrowdfundingRule 144Rule 506Section 12Securities AttorneysUncategorized

The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers

Laura Anthony, Esq.
February 18, 2014
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853
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All rights reserved. Anthony L.G., PLLC

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